If you are having trouble viewing this email, click here to view it in the browser.

 
 
 
You're invited
 
 
 

Hot Trends in DOJ and SEC Enforcement
and Litigation: 2018–2019

Join us for the latest in a series of highly regarded securities enforcement and litigation briefings with participation from top Government officials from the SEC and U.S. Attorney’s offices from Southern District and Eastern District of New York. Our fast-paced, highly practical format ensures that you will receive a complete look at what’s taking place, likely future trends, and analysis from our expert commentators. The program will address a variety of topics, including:

  • Corporate monitors
  • Corporate disclosure issues in the spotlight
  • Whistleblower payments continue to rise
  • Unsettled issues with cyber and cryptocurrency
  • Cooperation among regulators, focus on individuals
  • Securities class actions

CLE and CPE credits have been applied for.

 
 
 

Wednesday, December 5, 2018  |  Add to your calendar

Breakfast and registration: 8:30 am – 9:00 am
Program: 9:00 am – 12:00 noon

The Yale Club  |  50 Vanderbilt Avenue, NY

 
 
 

From the government

Stephen Berger, Head of the SEC’s NY office, U.S. Securities and Exchange Commission, New York

Jason Cowley, Co-Chief, Securities and Commodities Fraud Task Force, Southern District of New York, New York

Jacquelyn M. Kasulis, Chief, Business and Securities Fraud Section, U.S. Attorney's Office, Eastern District of New York, Brooklyn, New York


Panel

Martine M. Beamon, Partner, Davis Polk & Wardwell LLP, New York

Kevin Bennett, Vice President, Forensic Services, Charles River Associates, Chicago

George S. Canellos , Global Head, Litigation & Arbitration Group, Milbank, Tweed, Hadley & McCloy LLP, New York

Joel M. Cohen, Partner; Co-Chair, White Collar Defense and Investigations Group, Gibson, Dunn & Crutcher, New York

Todd S. Collins, Managing Shareholder, Berger Montague, Philadelphia

Brooke E. Cucinella, Partner, Simpson Thacher & Bartlett LLP, New York

Simon Dodds, Of Counsel, Shearman & Sterling, Former Co-General Counsel, Deutsche Bank, London, UK

Andrew Gaillard, Assistant General Counsel, Global Investigations Team, Pfizer, New York

David Markowitz, Managing Director, Goldman Sachs, New York

Richard D. Owens, Partner, Latham & Watkins LLP, New York

Peter Resnick, Vice President, Forensic Services, Charles River Associates, Boston

Walter Ricciardi, Partner, Paul, Weiss, Rifkind, Wharton & Garrison LLP, New York

Julie M. Riewe, Partner, Debevoise & Plimpton LLP, Washington, DC

Stephen J. Shine, Chief Regulatory Counsel, Prudential Financial, Inc., Newark, NJ

 
 
 

RSVP to: Kevin Cotelo at kevincotelo@sandpiperpartners.com or fax to
973-278-8833. Questions? Call 973-278-8800.


Organizer

 
 
 
 
 

 

 
 


Sponsor